Equitable Financial Professional Candidate Profile

Equitable Advisors, LLC

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Equitable Financial Professional Candidate Profile
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Employment Status:

 

 

Are you currently working?

 

Yes No

 

Sales Experience and Achievements

 

 

Have you ever engaged in sales work?

 

Yes No

 

Have you ever been employed or under contract with a financial services company?

 

Yes No

 

Have you received any sales achievement awards or been recognized for outstanding performance by a former employer?

 

Yes No

 

Have you ever sold Annuities, Life Insurance, Mutual Funds, Individual Securities or any other Financial Services products?

 

Yes No

 

Have you ever owned your own business?

 

Yes No

 

How long have you been in the financial services industry?

 

0-2 years 2-5 years 5-10 years 10-15+ years

 

List the two most-recent financial services companies for which you've worked:

 


 

Education:

 

 

What education/degree level have you achieved? (input school names)

 

 

Advanced Professional Designations?

 

                 

 

NASD Licenses:

 

                 

 

Current Salary:

 

 

What is your current salary range?

 

$0 to $50k $50k to $75k $75k to $100K $101K and up

 

Salary Goals:

 

 

What income range do you hope to achieve?

 

$0 to $50k $50k to $75k $75k to $100K $101K and up

 

Community Service and Activities:

 

 

Do you belong to one or more of the following?

 






 

We appreciate your interest in joining the Equitable Advisors' team. This Candidate Questionnaire will allow us to better evaluate your qualifications to develop into a successful Equitable Advisors' Financial Professional.

Information provided will be kept in the strictest confidence.

 

 

Equitable Advisors, LLC is an equal opportunity and affirmative action employer M/F/D/V

 

 

CFP®, CERTIFIED FINANCIAL PLANNERTM, and CFP (with flame logo)® are certification marks owned by the Certified Financial Planner Board of Standards, Inc. These marks are awarded to individuals who successfully complete the CFP Board's initial and ongoing certification requirements.

 

 


IU-28695 (05/04)

 

21032 DEVONSHIRE ST., Ste# 106
CHATSWORTH, CA 91311
Phone: 818-773-5880 Fax: 818-773-5883
www.dennishinsurance.com