Individual Health

Important Note:
 

Securities offered through Capital City Securities, LLC, member FINRA, SIPC licensed MSRB. Our clearing firm, RBC Clearing & Custody, is a division of RBC Clearing & Custody, member NYSE/FINRA/SIPC.  Investment Advisory Services offered by Capital City Asset Management Group, LLC.

It is important that you understand the ways in which we conduct business and the applicable laws and regulations that govern us. As a firm providing wealth management services to clients in the U.S., we are registered with the U.S. Securities and Exchange Commission (SEC) and/or state regulatory agencies as an investment adviser and a broker-dealer, offering both investment advisory and brokerage services.
 

Though there are similarities among these services, the investment advisory programs and brokerage accounts we offer are separate and distinct, differ in material ways and are governed by different laws and separate contracts.
 

It is important that you carefully read the agreements and disclosures that we provide to you about the products or services we offer. While we strive to ensure the nature of our services is clear in the materials we publish, if at any time you seek clarification on the nature of your accounts or the services you receive, please speak with your Financial Advisor or call 1-866-485-0803.
 

The information on this website is not an offer to sell or a solicitation of an offer to buy, any security, nor shall any such security be offered or sold to any person in any jurisdiction in which such offer, solicitation, purchase or sale may not be lawfully made. The information in this internet site is directed at, and is intended for distribution to, and use by, residents in the states of California, Florida, Hawaii, New York and Ohio. It is not intended for distribution to, or use by, any person in any other jurisdiction.