401(k) Information Request

Thank you for your interest.

By far the most common employer-sponsored retirement plan is the 401(k) plan.
The 401(k) plan is a defined contribution plan. It allows employees to make pre-tax contributions, and the funds contributed plus any earnings accumulate tax deferred.

After completing the form, please click on the "Submit" button. Your information will be emailed to our offices and we will process your request. All information will be kept confidential.

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Contact Information

» Full Name:

Address:

City:

State:

Zip:

» Phone:

» Email Address:

401(k) Plan Information

When would you plan on implementing your new 401(k) plan?

During the next month
Within three months
Before the end of the year

How many employees would be eligible for the 401(k) plan?

What percentage of eligible employees would you expect to participate?

Investment Options

What types of investment vehicles would you like to offer eligible employees?

Mutual Funds
Self-Directed Brokerage Account
Need more information to decide

Do you plan on matching any portion of the employee contribution?

Yes No

Please note any special features or options you would like to offer as part of your new 401(k) plan.

These quotes do not guarantee coverage and
actual premiums may differ from the quotes provided

Clayton Financial

17 Stonegate

Nissequogue, NY 11780

Phone: 631-767-7399

www.claytonfinancial.com

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robert@claytonfinancial.com

Securities and advisory services offered through Cetera Advisors LLC, member FINRA, SIPC. Cetera is under separate ownership from any other named entity.

Investment products and services available only to residents of NY, NJ, NC, FL,
Fee-based investment advisory services available only to residents of NY, TX,
Clayton Financial is licensed to sell insurance products in the states of NY, NJ, NC, FL.

This communication is strictly intended for individuals residing in the state(s) of AL, CT, FL, NC, NV, NY, NJ, PA, SC, TN, and TX. No offers may be made or accepted from any resident outside the specific states referenced.

The registered representative(s) and/or investment adviser representative(s) listed on this website are licensed and registered in the following states:

We are licensed to sell Insurance Products in FL,NC,NJ,NY.

We are registered to sell Securities in AL,CT,FL,NC,NJ,NV,NY,PA,SC,TN,TX.