401(k) Information Request

Gary B. Gross is licensed in CA, FL, NC, NJ, & TX to offer insurance products, life insurance, and annuities, is licensed in NC & TX to offer variable life and variable annuities, and is registered to offer securities and investment advisory services through Principal Securities, Inc. in FL, NC, SC & TX.

CA License # 0C39832

Jonathan Williams is licensed in NC to offer insurance products, fixed life insurance, disability income insurance, and fixed annuities through a variety of carriers.  

This site is not a solicitation of interest in any of these products in any other state.

IMPORTANT CONSUMER INFORMATION: Gary B. Gross may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if he is excluded or exempted from the state's registration requirements.  Follow-up, individualized responses to consumers in a particular state by Gary that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state's requirements, or pursuant to an applicable state exemption or exclusion.  For information concerning the licensure status or disciplinary history of a broker-dealer, investment adviser, BD agent or IA representative, or any financial institution he represents, contacts your state securities, law administrator.

AIF^® (Accredited Investment Fiduciary^®) is an educational designation only, obtained by the holder by completing the requisite coursework. The AIF®  designation does not mean that the holder is acting in a fiduciary capacity.

Insurance issued by Principal National Life Insurance Company (except in New York), Principal Life Insurance Company, and the companies available through the Preferred Product Network, Inc.  Securities and advisory products offered through Principal Securities, Inc., member SIPC.  Principal National, Principal Life, the Preferred Product Network, and Principal Securities are members of the Principal Financial Group, Des Moines, IA 50392.  Gary Gross, Principal National and Principal Life Financial Representative, Principal Securities Registered Representative and Financial Advisor, and a member of the Principal^® Financial Network. Jonathan Williams, Agent. 

  Focused Financial, is not an affiliate of any company of the Principal Financial Group.

Principal Life maintains certificates of authority to transact insurance in all 50 states.  Principal Life NAIC identification number is 61271.  Principal National NAIC identification number is 71161.