401(k) Information Request

Thank you for your interest.

By far the most common employer-sponsored retirement plan is the 401(k) plan.
The 401(k) plan is a defined contribution plan. It allows employees to make pre-tax contributions, and the funds contributed plus any earnings accumulate tax deferred.

After completing the form, please click on the "Submit" button. Your information will be emailed to our offices and we will process your request. All information will be kept confidential.

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Contact Information

» Full Name:

Address:

City:

State:

Zip:

» Phone:

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401(k) Plan Information

When would you plan on implementing your new 401(k) plan?

During the next month
Within three months
Before the end of the year

How many employees would be eligible for the 401(k) plan?

What percentage of eligible employees would you expect to participate?

Investment Options

What types of investment vehicles would you like to offer eligible employees?

Mutual Funds
Self-Directed Brokerage Account
Need more information to decide

Do you plan on matching any portion of the employee contribution?

Yes No

Please note any special features or options you would like to offer as part of your new 401(k) plan.

These quotes do not guarantee coverage and
actual premiums may differ from the quotes provided

PRISM Wealth Advisors, LLCOffice Hours: Mon-Thurs 8:00 am to 5:00pm CSTFriday 8:00 am to 4:00pm CSTSaturdays - By appointment only

208 S. Dodge St, PO Box 675

Algona, IA 50511-2737

Phone: 515-295-9513 800-288-6669

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Fax: 515-295-4374

www.prismwealthadvisors.com

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pbh@berthelrep.com

Important Disclosures and Privacy Policy

Different types of investments involve varying degrees of risk including market fluctuation and possible loss of principal value. There can be no assurance that any specific investment strategy will be profitable. Our firm does not provide legal or tax advice. Be sure to consult with your own legal and tax advisors before taking any action that may have tax implications

Products and investment advisory services are offered through Berthel Fisher & Company Financial Services Inc (BFCFS) and BFC Planning, Inc. Member FINRA/SIPC. PRISM Wealth Advisors, LLC, BFCFS, and BFC Planning, Inc. are independent entities.

You may obtain a copy of the firms Regulation Best Interest Customer Relationship Summary by clicking the link https://www.berthel.com/disclosures

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