Supervisory Office: 2000 West Park Drive, Suite 125, Westborough, MA 01581
Phone: 508-482-9336 • Fax: 508-366-1711 • www.LFSadvisors.com
Securities and advisory services offered through SII Investments, Inc. ®, member FINRA and SIPC and a Registered Investment Advisor. Legacy Financial Advisors, Inc. and SII Investments, Inc. ® are separate and unrelated companies. SII does not provide tax or legal advice.
IMPORTANT CONSUMER INFORMATION
This site is for informational purposes only and is not intended to be a solicitation or offering of any security and:
Representatives of a Registered Broker-Dealer (“BD”) or Registered Investment Advisor (“IA”) may only conduct business in a state if the representatives and the BD or IA they represent (a) satisfy the qualification requirements of, and are approved to do business by, that state; or (b) are excluded or exempted from that state’s registration requirements.
Representatives of a BD or IA are deemed to conduct business in a state to the extent that they would provide individualized responses to investor inquiries that involve (a) effecting, or attempting to effect, transactions in securities; or (b) rendering personalized investment advice for compensation.
We are registered to offer securities in the following states: AZ,CA,CO,CT,FL,GA,LA,MA,MD,ME,NC,NH,NJ,NY,OR,PA,RI,SC,SD,TX,VA,VT,WA,WV